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paleoanthropology, genetics and evolution

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  • Shrinking erectus

    Tue, 2010-04-27 10:02 -- John Hawks

    Ann Gibbons reports on the AAPA meetings with a story about all the Homo erectus pelvis and stature papers ("Human ancestor caught in the midst of a makeover," subscription required). Research on the proportions of early Homo was the main event of the meetings, and Gibbons really caught the highlights of the story.

    I wrote about body size in Homo erectus a few months ago, and much of the story follows from the basics I outlined there ("The changing height of Homo erectus"). But there I emphasized that the estimated adult height of KNM-WT 15000 was an outlier in a relatively small body size distribution.

    What I didn't anticipate is that some interesting work might come along to question the tall adult stature estimate for that skeleton. Gibbons describes the work of Ronda Graves and colleagues, presented at the meetings:

    Using intermediate growth rates, graduate student Ronda Graves of Stony Brook University in New York state calculated that Nariokotome Boy would have had less time than originally predicted to reach his adult height when he died. She estimated at the meeting that he would have reached 163 cm in height and 56 kg in weight as an adult—"shorter and wider" than previously thought.

    This seems very short, at least when I first saw it. On reflection, Ohman and colleagues (2002) had provided a stature estimate at death of KNM-WT 15000, as only 147 cm, and they suggested it might have been as short as 141 cm. That's an awful lot shorter than had previously been estimated on the basis of regressions.

    If Graves and colleagues are right about the lack of a human-like growth spurt, an additional 20 cm (8 inches) wouldn't be unusually small for an adult stature. Those stature estimates would put KNM-WT 15000 between the 50th and 90th percentiles for American 10-year-old boys, or between the 25th and 75th percentiles for 11-year-olds. By contrast, an adult stature of 163 would be around the 3rd percentile for adult American men. The assumptions about growth totally determine the outcome for adult height.

    The credibility of the growth assumptions can only be tested by looking at other adult and juvenile remains. There is much more to say on this topic, but I'll point out one relevant comparison: The estimated stature of the adult skeleton from Dmanisi, including the complete D4167 femur and D3901 tibia, is between 145 and 166 cm. Graves' KNM-WT 15000 stature estimate is right within this range.

    Meanwhile, there was a lot of disagreement about hips.

    [Scott] Simpson and Linda Spurlock of the Cleveland Museum of Natural History realigned the pieces of Nariokotome Boy's pelvis, guided by a female H. erectus pelvis from Gona, Ethiopia, that Simpson reported 2 years ago (Science, 14 November 2008, p. 1089). They found that the widest measure from side to side on the boy's pelvis is 255 to 260 millimeters rather than 225 to 230 mm. This would give the boy an adult hip breadth of 295 to 301 mm rather than the 266 mm originally proposed, and would match those of the short, wide-hipped female from Gona, whose pelvic breadth was 288 mm. "H. erectus was not simply a small-brained modern human," says Simpson.

    Simpson's reconstruction seemed reasonable, and it's actually not that big a difference -- roughly an inch and a half (3 cm) in bi-iliac breadth. The main differences were in the overall shape of the pelvis, being shorter with a more flaring iliac blade.

    Gibbons describes the disputation that happened after Chris Ruff's presentation. Ruff has suggested that the Gona pelvis may not represent Homo -- that its broad proportions and small acetabula (hip sockets) suggest it may have belonged to an australopithecine (presumably, A. boisei).

    Much of the disagreement comes down to the estimation of femur head diameter from acetabulum breadth -- Ruff (2010) gave an estimate of 32.6 mm, Simpson and colleagues estimated between 35 and 36 mm, based on a different method. What you would want is enough acetabula of both genera to be able to examine their variation directly. We don't have such a sample; what we have are a few acetabula and several femur heads. We have the additional problem that living people seem to have a different relation of femur head and acetabulum diameters than in other anthropoids, and it's not obvious which should be applied to early hominins.

    I guess (in the relative absence of data) that this acetabulum diameter of the Gona pelvis was in the zone of overlap between Homo and Australopithecus. There's no question that later Homo -- say after 1 million years ago -- is substantially larger in acetabulum diameter, from every specimen so far described. But there are occasional small specimens of Homo even in the Middle Pleistocene. At 1.15 million years old, the Gona specimen is more than 300,000 years later than the last known occurrence of Australopithecus. The femur head that would fit the Gona acetabulum would be smaller than KNM-ER 1472 or D4167 from Dmanisi, both around 40 mm. At least one australopithecine femur head (AL 333-3) is that large, so the femur head diameter distributions do overlap. The STW 431 acetabulum diameter is a sliver larger than that of the Gona pelvis (Ruff 2010 makes it 3 mm bigger, but other workers have given a smaller estimate). SK 3155 may well be Homo and has a smaller acetabulum.

    Of course, if we go as far as SK 3155, we have to consider the topic of the Malapa innominate. Can we tell small-bodied Homo from Australopithecus on the basis of pelvic morphology? Several people writing about the Gona pelvis have made it sound like a bigger version of Lucy's. But that's not really true. The australopithecine-like appearance comes from its breadth and consequent features, including the long pubes and flaring anterior ilia. The rest? Maybe there's something here for a clever anatomist.

    UPDATE (2010-04-27): I have some e-mail about the last occurrence of A. boisei, which I wrote above was more than 300,000 years older than the Gona pelvis.

    The most potent counterargument is Swartkrans Member 1, which has uranium-lead dates around 830,000 years ago, and has been placed by many workers around a million years ago. I actually hadn't been thinking of South Africa. But it is relevant, as the East African record between 1.4 and a million years ago may not be strong enough to argue that the last occurrence of A. boisei is really very close to the extinction time.

    Meanwhile, there is OH 36, an ulna from Olduvai Gorge that may represent A. boisei. Since it's (obviously) not cranial, and is quite large and robust compared to postcranial remains that are associated with A. boisei, I've always been very skeptical of that assessment. If there's one feature of the ulna that actually has some phylogenetic importance in the Early Pleistocene, I figure it's size.

    But given the current question about body size, that reason for skepticism may have receded in importance. On the other hand, OH 36 seems to represent a substantially bigger individual than the Gona pelvis, so maybe introducing robust australopithecines into the mix doesn't help anything.

    Several things puzzle me. Even into Member 1 times, Swartkrans is dominated by A. robustus, with very little Homo. In East Africa, A. boisei is never quite so predominant in the hominin assemblage as the case in South Africa, but was nevertheless very common up to 1.5 million years ago. Did it persist much later? Was it cryptic from the point of view of the fossil record? Are the Swartkrans dates older than we think?

    References:

    Gibbons A. 2010. Human ancestor caught in the midst of a makeover. Science 328:413. doi:10.1126/science.328.5977.413

    Ohman JC, Wood C, Wood B, Crompton RH, Günther MM, Yu L, Savage R, Wang W. 2002. Stature-at-death of KNM-WT 15000. Hum Evol 17:129-141. doi:10.1007/BF02436366

    Ruff C. 2010. Body size and body shape in early hominins -- implications of the Gona pelvis. J Hum Evol (in press) doi:10.1016/j.jhevol.20 09.10.0 03

    Synopsis: 
    The 2010 AAPA meetings featured a fight about the Nariokotome and Gona pelves.
  • Mrs. Elvis, the Homo erectus pelvis

    Sat, 2008-11-15 00:09 -- John Hawks

    Scott Simpson and colleagues describe their find of a 1.5-million-year old, relatively complete pelvis of early Homo from Gona Ethiopia. The paper is in Science this week.

    [UPDATE (2008-11-15): I've added Figure S4 from the data supplement, which is a nice comparison of the new pelvis reconstruction, BSN49/P27, on the top row, with the reconstructed pelvis of AL 288-1, "Lucy".]

    BSN49/P27 pelvis, top, compared to AL 288-1, bottom

    The first thing I want to say about this paper is the complete stupidity of the journal in placing almost every graph, measurement, and piece of analysis in the online supplement. There is a decently detailed paper here, with some good illustrations, but it's broken up into fragments by the publication style.

    In fact, when I read through the paper the first time, my thought was, "Gee, that's a pretty superficial report -- there must be two or three more papers to write here somewhere." In the online supplement, there are extensive comparisons, but none of them appear in the printed article.

    That's no discredit to the authors, since after all it's good to have your paper printed in Science. But wow, if this is the way that the science has to go, it's ridiculous. The lack of comparisons in the printed article has to be glaring, even to readers from outside the field.

    The anatomy

    The pelvis is pretty much within the size range known for other early Homo specimens. Its bi-iliac breadth (roughly, the width of the body across the hips) is just under a foot, at 288 mm. That's not nearly the largest known for fossil hominids -- the Sima de los Huesos male pelvis (Pelvis 1, Arsuaga et al. 1999) has a bi-iliac breadth of 340 mm; the Jinniushan female os coxa may correspond to a pelvis of nearly that size or even a bit larger. The BSN49/P27 pelvis is only 3 cm broader than Lucy's, but that is enough to make it larger than average for recent human females. Fossil Homo had broad pelves with widely flaring ilia, a consistent observation across all Pleistocene specimens.

    The most interesting thing is that the pelvis has itty-bitty acetabula. The acetabulum is the socket for the head of the femur; it's part of the hip joint. So naturally, the size of the acetabulum reflects the size of the femur head, and both of these reflect (imperfectly) the magnitude of forces passing through the joint. The most stable components of these forces come from the weight of the body and the muscles that stabilize the hip, and the largest forces come from dynamic loading as the person runs or jumps. For this reason, a small acetabulum probably means small body size.

    Simpson and colleagues estimate that their acetabula, with a supero-inferior diameter of 41 mm, would correspond to a femur head diameter of around 35 mm (33.4 to 36.8, estimated by regression). In the context of the fossil record, that is an exceptionally small femur head diameter.

    1. A number of fossil femora attributed to early Homo are quite long -- following the long-limbed KNM-WT 15000 model. These femora, including KNM-WT 15000 itself, as well as Likewise, other acetabula of early Homo have much larger diameters, including KNM-ER 3228 and OH 28. The acetabular diameter of BSN49/P27 is much smaller than these large specimens.

    2. There are other femora attributed to early Homo that are shorter than those of KNM-WT 15000, with smaller head diameters. For example, the Dmanisi D4167 femoral head has a diameter of 40.0 mm, KNM-ER 1472 is 40.0 mm, and KNM-ER 1481 is 43.4 mm. The estimated femur head diameter for BSN49/P27, at most 37 mm, is smaller than any of these.

    3. However, in the context of living small-bodied humans, the acetabular diameter of BSN49/P27 is not unusual. McHenry (1992) reports femur head diameters for a small number of recent Khoisan (36 mm) and Pygmy (33 mm) individuals, and Berger et al. (2008) report the mean femur head diameter of a sample of Andamanese as 37.3 mm. Each of these mean sizes for contemporary populations would be consistent with the acetabular diameter of BSN49/P27.

    4. On the other hand, it isn't obvious that the bi-iliac breadth of BSN49/P27 would fit within these small-bodied populations. For example, Ruff (1994) reports bi-iliac breadths for a number of Pygmy individuals, all of which are at least 30 mm smaller than the 288 mm value estimated for BSN49/P27.

    The third point is enough for me -- what the specimen really says (along with many others) is that the variation in body size among Early Pleistocene Homo was extensive, like that of living people. Still, the fourth point does seem to indicate a difference in pelvic (and femoral) proportions compared to humans. Let's assume for a moment that the specimen really represents an apparently small, broad female individual. What does that mean?

    For one thing, it really does have to cast doubt on the "standing tall" theory for the evolution of early Homo. Many articles were written in the 1990's and early 2000's to explain why early Homo was tall and thin, and Australopithecus was short and thick. These papers followed the discovery of KNM-WT 15000, which really influenced people's thinking about early Homo. The explanations included thermoregulation, water conservation, climbing effectiveness, home range size, gut/brain energetics, predator confrontation, infant body mass, and life history constraints.

    Strangely (perhaps), nobody ever actually tried to test which of these differences were more important than others. They were often content to draw up predictions about the consequences of a KNM-WT 15000-like body shape, compared to Lucy's (AL 288-1) body shape. In some ways, the situation was similar to explanations for the origin of bipedality -- there are many possible explanations, but few attempts to test them in a quantitative way.

    Could one pelvis really throw all these arguments into disarray? Well, honestly, they're already in disarray -- the Dmanisi hominids were enough to tip things over the edge. The fact is that early Homo erectus simply didn't look uniformly like KNM-WT 15000. There are many body sizes represented in early Homo, even within Africa, considering the other new small-bodied African Homo erectus specimens, like KNM-ER 42700.

    Plus, the arguments never grappled with another obvious blind spot: We have no reason to think that male australopithecines had size/shape proportions exactly like Lucy's, or Sts 14's, or even the small Homo habilis skeleton OH 62. I'm not talking about limb proportions, here, but stature/bi-iliac breadth and other gross proportions of the body shape. It is doubtful that large australopithecine individuals would have had the same proportions as the smallest specimens known, and yet that is the model many have used.

    This provokes an obvious question: Is the new pelvis, BSN49/P27, an australopithecine? To be sure, it's a lot bigger than the relatively complete female australopithecine pelves, like AL 288-1 (Lucy) and Sts 14. But its acetabular diameter does fit easily within the size range of australopithecines. Mayer and van Gerven (1978) provided an estimate for the vertical acetabular diameter of SK 50 (which was malformed by a probable dislocation) of 41 mm, the same as the new pelvis. SK 50 even has a large ilium, although probably not large enough to make a 288 mm bi-iliac breadth.

    But no, it's not an australopithecine. BSN49/P27 is compellingly female, based on its large and round pelvic inlet, large pelvic outlet with wide greater sciatic notches, and large subpubic angle. Plus, it has a more prominent, thicker iliac pillar than known australopithecine os coxae. This is not as robust as the early Homo specimens KNM-ER 3228 or OH 28, but together with the rounded pelvic inlet it suggests affinity with Homo rather than Australopithecus. So, small, broad-hipped human it seems to be -- based on acetabular diameter, we would infer this to be a smaller individual than those represented at Dmanisi, or those represented by KNM-ER 1472 and KNM-ER 1481. Again, all those arguments about the "tall, thin" body shape of early Homo erectus are out the window.

    Now, I've gone through this whole write-up without discussing the "infant head size" estimates featured in the paper. I don't have anything to add to that issue, other than to point out that this pelvis could have birthed a good fraction of modern human infants -- not all, certainly, but many. That's one way to look at developmental variability: Ancient Homo would not have been uniform in brain growth rates; nor are living humans.

    References:

    Berger LR, Churchill SE, De Klerk B, Quinn RL. 2008. Small-bodied humans from Palau, Micronesia. PLoS ONE 3:e1780. doi:10.1371/journal.pone.0001780

    McHenry HM. 1992. Body size and proportions in early hominids. Am J Phys Anthropol 87:407-431.

    Ruff CB. 1994. Morphological adaptation to climate in modern and fossil hominids. Yrbk Phys Anthropol 37:65-107.

    Simpson SW, Quade J, Levin NE, Butler R, Dupont-Nivet G, Everett M, Semaw S. 2008. A female Homo erectus pelvis from Gona, Ethiopia. Science 322:1089-1092. doi:10.1126/science.1163592

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